Risk Management

The rapidly changing environment with new legislation, Securities & Exchange Commission investigations, new Department of Labor regulations, increasing risk of litigation and the brisk growth of the Fiduciary Risk Management industry along with new developments in the field of audit, compliance and risk management, have led to a need for higher-quality fiduciary risk management practices.
Retirement Plan Sponsors are threatened by potential personal liability under ERISA, bewildering and ever-changing regulations, difficulty in finding and overseeing superior money managers, information overload, and little ability to unravel and negotiate vendor pricing.

• Fiduciary Risk Assessment
• Investment Policy Management
• 404(c) Compliance Review
• Committee Fiduciary Education